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About Us

Compliance Alliance is an exciting and innovative tool that represents the unified efforts of state bankers associations across the United States to provide critical compliance services to the banking industry.  Compliance Alliance was formed with the belief that by working together each state banking association can more effectively reach its common goal of improving the competitive position of its member banks by helping ease the compliance and regulatory burden banks face.

Our industry is driven by an enormous amount of laws, regulations and rules mandated by both the federal and state governments. Regulatory compliance is a time-consuming burden for banks that costs hundreds of millions of dollars annually. Rules, regulations and laws change frequently and it is difficult to keep up with and apply the rules and regulations to the bank’s operations. The risk of noncompliance is too great to leave compliance to chance.

In response to the plea for help, Compliance Alliance was formed to increase the effectiveness of banks’ compliance programs and to facilitate broad industry initiatives directed at addressing a variety of compliance functions for member banks and concerns of common interest. The primary goal of Compliance Alliance is to provide quality compliance services and free up the bank’s compliance personnel to focus on bank-specific functions.



Compliance Alliance’s regulatory compliance team is well qualified to assist banks in addressing the challenges of the rapidly changing regulatory environment. Compliance isn’t just a line of business for Compliance Alliance, it is our sole focus. You can depend on the Compliance Alliance team to efficiently help banks manage your compliance risk.


Compliance Alliance Staff:

Name
 Title
Scott Daugherty Senior Vice President and General Counsel
Martin Oketch
 Associate General Counsel
Jennifer Kirby Associate General Counsel
Darlia Fogarty Director of Compliance
Jo Witte
Compliance Specialist
Kasey Stone
Compliance Coordinator