Bank Operations Tools

Bank Operations is typically a customer's first impression of your financial institution, from the opening of accounts through to the financial condition of your financial institution. In this area of our website, you will find reliable resources that will provide each functional area clear, practical tools for financial management and customer service.

Last Updated Tool Name
01/01/2015 BSA EDD Transaction Testing Worksheet
01/01/2015 BSA Electronic Filing Summary
01/01/2015 BSA Employee’s SAR Reporting Form
01/01/2015 BSA Enhanced Due Diligence On-Site Review Form
01/01/2015 BSA Exemption Review Form
01/01/2015 BSA Identification Procedures
01/01/2015 BSA Identity Verification Flowchart
01/01/2015 BSA Money Service Business Assessment Form
01/01/2015 BSA Non-Bank Financial Institution Form
01/01/2015 BSA Sale of Monetary Instruments with Cash Flowchart
01/01/2015 BSA Sale of Monetary Instruments with Cash Procedures
01/01/2015 BSA Sample Incoming Funds Transfer Record for Beneficiary Institution Form
01/01/2015 BSA Sample Outgoing Funds Transfer for Established Customers as Originators
01/01/2015 BSA Sample Outgoing Funds Transfer for Non-Customers as Originators Form
01/01/2015 BSA SAR Form and Narrative Cheat Sheet
09/20/2018 BSA Training
01/01/2015 BSA Wire Transfers Procedures
02/27/2019 BSA/AML Risk Rating Worksheet for Personal Accounts
01/01/2015 BSA/AML Risk Rating Worksheet for Trust/Estate Accounts
10/19/2018 BSA/AML Risk Rating Worksheet: Business Accounts
01/01/2015 BSA/AML Trust Risk Assessment
08/05/2016 BSA/AML/OFAC Compliance Program
08/09/2017 BSA/AML/OFAC Overall Risk Assessment
01/01/2015 BSA/AML/OFAC Risk Assessment Worksheet
01/01/2015 BSA/AML/OFAC Webinar PowerPoint