APPENDIX A-Certification Regarding Beneficial Owners of Legal Entity Customers

Updated 11/08/2017

This form is to certify all beneficial owner(s) with more than 25% equity interest in the company or individual(s) having significant interest in managing the entity who wish to open a deposit account with the bank. Updated to include corrections made by FinCEN on 09/28/2017.

Members Can Download This Tool

Login to Download

Not Yet a Member?

Financial compliance consulting that's all-inclusive for small-to-medium community financial institutions, Compliance Alliance is owned by 28 state bankers associations and trusted as a banking compliance resource. Find out how a personalized team of attorneys and compliance professionals helps financial institutions like yours to operate leaner and stimulate growth across your entire enterprise when you take our demo/tour.

Become a Member