BSA/AML/OFAC Compliance Program
This resource provides guidance on Bank Secrecy Act, Anti-Money Laundering and OFAC compliance. Among other topics, it covers scanning for OFAC, Regulation CC, compliance with the BSA/AML Examination Manual, BSA/AML risk assessment, customer identification program policies and procedures, suspicious activity "red flags", customer due diligence, enhanced due diligence policies and procedures, high risk customers, currency transaction reporting (CTR), information sharing under the USA Patriot Act, recordkeeping, and record retention.
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Financial compliance consulting that's all-inclusive for small-to-medium community financial institutions, Compliance Alliance is owned by 28 state bankers associations and trusted as a banking compliance resource. Find out how a personalized team of attorneys and compliance professionals helps financial institutions like yours to operate leaner and stimulate growth across your entire enterprise when you take our demo/tour.