Fiduciary Rule Training

Updated 01/17/2023

This training is designed to assist in ensuring the bank has a full understanding of the Department of Labor Fiduciary Rule.

The following are the key takeaways of the changes:

  1. Updated to include the changes reflected in rule 3.0 which took effect 2/16/21 and includes reinstatement of the five-part test from 1975.

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