Year-End Wrap-Up Webinar PowerPoint

Updated 11/19/2015

Compliance Alliance's Year End Wrap-Up training webinar is a comprehensive overview of what needs to be done in order to close out the calendar (and often fiscal) year. The webinar covers what should be addressed at the final Board meeting of the year including committee organization, strategic planning and budgeting as well as several other important requirements. We will also touch on the annual review and approval of Bank policies. The webinar continues as it addresses training, audit and exam planning for the coming year as well as ensuring the programs are closed out for the present year. The largest portion of the webinar will focus on individual operational area requirements that must be done or revisited annually within programs such as the Bank Secrecy Act, Bank Protection Act, Vendor Management, Red Flags and many more. We will close the webinar with two short sections covering human resources concerns, such as employee evaluations, and shareholder responsibilities, such as dividends and annual reporting requirements. Expected attendees include compliance officers, operational officers and senior management. This webinar is also appropriate for members of the Board.

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Financial compliance consulting that's all-inclusive for small-to-medium community financial institutions, Compliance Alliance is owned by 28 state bankers associations and trusted as a banking compliance resource. Find out how a personalized team of attorneys and compliance professionals helps financial institutions like yours to operate leaner and stimulate growth across your entire enterprise when you take our demo/tour.

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