Compliance Training Video Library

Compliance Minute videos are short compliance training videos on consumer and banking regulations and compliance topics. Banking compliance professional courses are supplemented by these compliance training videos and a comprehensive collection of bank compliance tools and products. Hosted by Associate General Counsel, Silvia Garcia Maggio, the titles in the C/A video series will include; banking policies for every department, compliance and regulatory requirements, bank disclosure requirements and compliance best practices. 

Developed by Compliance Alliance's attorneys and compliance specialists to support your financial institution at every level, we invite you to browse this list of more than 1400 helpful compliance checklists, policies, procedures and regulations, click on this link.

Members have open access to these compliance teaching modules while non-members can check back periodically to view Featured Videos. 

Featured Video

  • HMDA 2018 / Compliance Minute

    Date posted: 08/01/2017
    On this week's Compliance Minute, Silvia Garcia Maggio gives us an action plan on how to prepare for the big HMDA changes in 2018.

  • Member-Only Access

    CAN-SPAM / Compliance Minute

    Date posted: 09/19/2017
    On this Compliance Minute video, Silvia Garcia Maggio discusses CAN-SPAM and the commercial-message email requirements.

  • Member-Only Access

    Initial CD / Compliance Minute

    Date posted: 09/12/2017
    On this Compliance Minute video, Silvia Garcia Maggio discusses the important differences between TRID regulatory requirements and common bank policies related to providing the closing disclosures.

  • Member-Only Access

    Regulation E Liability / Compliance Minute

    Date posted: 09/07/2017
    In this Compliance Minute video, Silvia Garcia Maggio addresses frequently asked questions related to Regulation E liability requirements

  • Member-Only Access

    Legal Entity Identifier / Compliance Minute

    Date posted: 08/29/2017
    On this week’s Compliance Minute video, Silvia Garcia Maggio discusses the 2018 HMDA requirement to get a Legal Entity Identifier and how to go about procuring one for your bank.

  • Member-Only Access

    Right to Financial Privacy / Compliance Minute

    Date posted: 08/08/2017
    On this week's Compliance Minute, Silvia Garcia Maggio discusses the Right to Financial Privacy including the scope, what is required for bank compliance, and exceptions from the RFPA requirements.

  • Member-Only Access

    Regulation U / Compliance Minute

    Date posted: 07/25/2017
    In this Compliance Minute video, Silvia Garcia Maggio discusses the basics of Regulation U including purpose credit and Form FR U-1.

  • Member-Only Access

    Social Media Compliance / Compliance Minute

    Date posted: 07/21/2017
    Facebook, Snapchat, Instagram & Twitter — On this week's Compliance Minute, Silvia Garcia Maggio discusses frequently asked hotline questions relating to social media, compliance regulations, and advertising.

  • Member-Only Access

    Fed Benefit Garnishment / Compliance Minute

    Date posted: 07/12/2017
    Associate General Counsel, Silvia Garcia Maggio, goes through the step-by-step process of dealing with garnishment orders for accounts that receive federal benefits.

  • Member-Only Access

    Prepaid Account / Compliance Minute

    Date posted: 07/05/2017
    This week's Compliance Minute find Silvia Garcia Maggio giving us an action plan on how to prepare for the final prepaid account rule.

  • Member-Only Access

    Regulation W / Compliance Minute

    Date posted: 06/23/2017
    On this week's C/A Minute, Silvia Garcia Maggio discusses the basics of Regulation W including who is considered an affiliate and the requirements of 23a and 23b of the Federal Reserve Act.

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