Bank Compliance Training Video Library

Compliance Minute videos are short compliance training videos on consumer and banking regulations topics. Banking compliance professional instruction are supplemented by these compliance training videos and a comprehensive collection of bank compliance tools and products. Hosted by Deputy General Counsel, Silvia Garcia Maggio, the titles in the C/A video series will include; banking policies for every department, compliance and regulatory requirements, bank disclosure requirements and compliance best practices. 

Developed by Compliance Alliance's attorneys and compliance specialists to support your financial institution at every level, we invite you to browse this list of more than 1500 helpful compliance checklists, policies, procedures and regulations, click on this link.

Members have open access to these compliance teaching modules while non-members can check back periodically to view Featured Videos. 

Featured Video

  • Member-Only Access

    Branch Closings | CA

    Date posted: 10/18/2019
    In this bank compliance online training video, Sarah E. Sauceda discusses what is needed when the bank needs to close a branch.

  • Member-Only Access

    Consumer Complaint | CA

    Date posted: 09/27/2019
    In this week's Compliance Minute, Sarah E. Sauceda discusses best practices and frequently asked questions related to consumer complaint program management.

  • Member-Only Access

    Consumer Protection in Sales of Insurance | CA

    Date posted: 09/13/2019
    In this C/A Minute bank compliance training video, Sarah E. Sauceda goes Back to Basics on the requirements of the Consumer Protection in Sales of Insurance Act.

  • Member-Only Access

    Policy Writing | CA

    Date posted: 08/27/2019
    In this C/A Minute bank compliance training video with Silvia Garcia Maggio, policy writing and the best practices to include when writing or revising your written program are discussed.

  • Member-Only Access

    Overdraft FAQs | CA

    Date posted: 08/07/2019
    In this bank compliance training video by C/A, Silvia Garcia Maggio discusses where to find overdraft requirements and guidance on best practices for your overdraft programs including Interagency Guidance 70 FR 9127 and FIL 81-2010.

  • Member-Only Access

    Intent to Proceed | CA

    Date posted: 07/24/2019
    In this bank compliance training video by C/A, Victoria E. Stephen addresses some frequently asked questions relating to Reg. Z's Intent to Proceed requirements.

  • Member-Only Access

    Permissible Purpose | CA

    Date posted: 07/09/2019
    In this bank compliance training video from C/A, Victoria E. Stephen explains when permissible purpose is required, and the various options the bank has to establish permissible purpose.

  • Member-Only Access

    ESIGN | CA

    Date posted: 06/26/2019
    In this Compliance Alliance bank training video on ESIGN, Silvia Garcia Maggio goes back to basics on ESIGN and its requirements.

  • Member-Only Access

    Marijuana Banking | CA

    Date posted: 06/10/2019
    In this Compliance Alliance bank training video on marijuana banking, Silvia Garcia Maggio discusses the Farm Bill and what it means for bank's marijuana-related business policies.

  • Member-Only Access

    Website Compliance | CA

    Date posted: 05/30/2019
    In this Compliance Alliance bank training video on website compliance, Silvia Garcia Maggio addresses common mistakes made on bank websites.

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