Compliance Training Video Library

Compliance Minute videos are short compliance training videos on consumer and banking regulations and compliance topics. Hosted by Associate General Counsel, Silvia Garcia Maggio, the titles in the C/A video series will include; banking policies for every department, compliance and regulatory requirements, bank disclosure requirements and compliance best practices. 

These banking compliance videos are supplemented by the most comprehensive collection of bank compliance tools and products developed by Compliance Alliance to support your financial institution at every level. To browse this list of more than 1200 helpful compliance checklists, policies, procedures and regulations, click on this link.

Members have open access to these compliance teaching modules while non-members can check back periodically to view Featured Videos. 

Featured Video

  • Member-Only Access

    Regulation U / Compliance Minute

    Date posted: 07/25/2017
    In this Compliance Minute video, Silvia Garcia Maggio discusses the basics of Regulation U including purpose credit and Form FR U-1.

  • Member-Only Access

    Social Media Compliance / Compliance Minute

    Date posted: 07/21/2017
    Facebook, Snapchat, Instagram & Twitter — On this week's Compliance Minute, Silvia Garcia Maggio discusses frequently asked hotline questions relating to social media, compliance regulations, and advertising.

  • Member-Only Access

    Fed Benefit Garnishment / Compliance Minute

    Date posted: 07/12/2017
    Associate General Counsel, Silvia Garcia Maggio, goes through the step-by-step process of dealing with garnishment orders for accounts that receive federal benefits.

  • Member-Only Access

    Prepaid Account / Compliance Minute

    Date posted: 07/05/2017
    This week's Compliance Minute find Silvia Garcia Maggio giving us an action plan on how to prepare for the final prepaid account rule.

  • Member-Only Access

    Regulation W / Compliance Minute

    Date posted: 06/23/2017
    On this week's C/A Minute, Silvia Garcia Maggio discusses the basics of Regulation W including who is considered an affiliate and the requirements of 23a and 23b of the Federal Reserve Act.

  • Member-Only Access

    Reg CC Rule / Compliance Minute

    Date posted: 06/16/2017
    This week's Compliance Minute, Silvia Garcia Maggio discusses the basic changes in the new final Reg CC rule and how it impacts your bank.

  • Member-Only Access

    OFAC Basics / Compliance Minute

    Date posted: 06/01/2017
    On this week's Compliance Minute, Silvia Garcia Maggio discusses those pesky OFAC checks and frequently asked questions relating to this important compliance area.

  • Member-Only Access

    Reg D Excessive Transfers/ Compliance Minute

    Date posted: 05/25/2017
    On this week's Compliance Minute, Silvia Garcia Maggio discusses what you can and must do when your customers just can't stop at six transfers and withdrawals.

  • Member-Only Access

    Reg B - Joint Intent / Compliance Minute

    Date posted: 05/19/2017
    On this week's Compliance Minute, Silvia Garcia Maggio discusses who needs to sign what, where and when. We're looking at Regulation B's Joint Intent Requirement and Required Signature Allowances.

  • Member-Only Access

    MLA vs SCRA / Compliance Minute

    Date posted: 05/09/2017
    Silvia Garcia Maggio discusses the important differences between the two lending-to-servicemember acts and how to remember to which is which on this week’s Compliance Minute.

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