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August 15, 2019: OCC Enforcement Actions and Terminations

August 15, 2019 / Source: OCC

NR 2019-92

FOR IMMEDIATE RELEASE
August 15, 2019

Contact: (202) 649-6870

OCC Enforcement Actions and Terminations

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

 

Civil Money Penalty Orders

No.

Name/Bank/City

Date

Arkansas

2019-035

Chris Elkins, Simmons First National Bank, Pine Bluff

7/23/2019

California

2019-034

Daniel Weiss, Rabobank, National Association, Roseville

7/17/2019

2019-036

MUFG Union Bank, National Association, San Francisco

7/29/2019

Delaware

2019-037

Wilmington Savings Fund Society, Federal Savings Bank, Wilmington

6/13/2019

Louisiana

2019-043

Carroll Green, Beauregard FSB, Deridder

8/5/2019

2019-044

Rafeal Webb Stark, Beauregard FSB, Deridder

8/5/2019

Pennsylvania

2019-045

Scott A. Heintzelman, The Northumberland National Bank, Northumberland

8/1/2019

 

Formal Agreements

No.

Name/Bank/City

Date

Kansas

2019-038

The First National Bank of Hope, Hope

7/17/2019

Michigan

2019-039 

Sterling Bank and Trust, FSB, Southfield

6/18/2019

 

Notices Filed

No.

Name/Bank/City

Date

Oklahoma

N19-006

William Brian Mulder, Firstar Bank, National Association, Sallisaw

7/11/2019

 

Personal Cease and Desist Orders

No.

Name/Bank/City

Date

Arkansas

2019-035

Chris Elkins, Simmons First National Bank, Pine Bluff

7/23/2019

 

Removal / Prohibition Orders

No.

Name/Bank/City

Date

California

2019-034

Daniel Weiss, Rabobank, National Association, Roseville

7/17/2019

New York

2019-040

Lisa Moore, First Niagara Bank, National Association, Buffalo

7/12/2019

North Carolina

2019-041

Jessica de la Caridad Suarez, Bank of America, National Association, Charlotte

1/4/2019

Pennsylvania

2019-045

Scott A. Heintzelman, The Northumberland National Bank, Northumberland

8/1/2019

South Dakota

2019-042

Lisandra Abreu, Wells Fargo Bank, National Association, Sioux Falls

7/29/2019

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