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June 21, 2019 OCC Enforcement Actions and Terminations

June 21, 2019 / Source: OCC

NR 2019-69

FOR IMMEDIATE RELEASE
June 21, 2019

Contact: (202) 649-6870

OCC Enforcement Actions and Terminations

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/
 or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Notices Filed

No.

Name/Bank/City

Date

Delaware

N19-005

Walter F. Mills, Santander Bank, National Association, Wilmington

5/20/2019

Illinois

N19-004

Stephen M. Calk, The Federal Savings Bank, Chicago

5/24/2019

 

Removal / Prohibition Orders

No.

Name/Bank/City

Date

Ohio

2019-025

Troy D. Fabon, JPMorgan Chase Bank, National Association, Columbus

5/16/2019

South Dakota

2019-026

Kimberly Mertz, Wells Fargo Bank, National Association, Sioux Falls

5/16/2019

 

Terminations of Existing Enforcement Actions

No.

Type/Bank/City/Old EA#

Date

California

2019-028

C&D, JPMorgan Bank and Trust Company, National Association, San Francisco (EA# 2013-002)

5/24/2019

Delaware

2019-028

C&D, Chase Bank USA, National Association, Newark (EA# 2013-002)

5/24/2019

Missouri

2019-027

C&D, UMB Bank, National Association, Kansas City (EA# 2017-052)

4/24/2019

Ohio

2019-028

C&D, JPMorgan Chase Bank, National Association, Columbus (EA# 2013-002)

5/24/2019

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