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OCC Enforcement Actions and Terminations for January 2019

January 18, 2019 / Source: OCC

NR 2019-6

FOR IMMEDIATE RELEASE
January 18, 2019

Contact: (202) 649-6870

OCC Enforcement Actions and Terminations for January 2019

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Civil Money Penalty Orders

No.

Name/Bank/City

Date

Texas

2018-098

David Doepke, First Citizens Bank of Polson, National Association, Polson

12/13/2018

2018-099

Catherine Francis, First Citizens Bank of Polson, National Association, Polson

12/13/2018

2018-100

Jolanda Ingram, First Citizens Bank of Polson, National Association, Polson

12/13/2018

2018-101

Richard Pedersen, First Citizens Bank of Polson, National Association, Polson

12/13/2018

2018-102

Rick Skates, First Citizens Bank of Polson, National Association, Polson

12/13/2018

2018-103

Robert Sloan, First Citizens Bank of Polson, National Association, Polson

12/13/2018

 

Formal Agreements

No.

Name/Bank/City

Date

California

2018-104

Beacon Business Bank, National Association, San Francisco

12/31/2018

 

Removal / Prohibition Orders

No.

Name/Bank/City

Date

Connecticut

2018-105

Stephen Carbonella, Webster Bank, National Association, Waterbury

12/14/2018

Nebraska

2018-106

Hunter J. Pabian, Security National Bank of Omaha, Omaha

12/11/2018

South Dakota

2018-107

Javier Juarez, Wells Fargo Bank, National Association, Sioux Falls

12/18/2018

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