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Comment Period: Covered Broker-Dealer Provisions Under Title II

The Agencies, in accordance with section 205(h) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”), are jointly proposing a rule to implement provisions applicable to the orderly liquidation of covered brokers and dealers under Title II of the Dodd-Frank Act (“Title II”). Read more here. 

  • May 2, 2016
  • Time: All Day
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