Events

  • Live Membership Demo

    July 24, 2018

    Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member…

  • Live Membership Demo

    July 26, 2018

    *We apologize for the inconvenience and hope to visit with you soon.This demo is no longer accepting registrants. Please see additional demos offered on our caledar. 

  • Live Membership Demo

    July 31, 2018

    Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member…

  • CTR Updates on the BSA E-Filing System

    August 1, 2018

    In August of 2017, the Currency Transaction Report (CTR) available on the BSA E-Filing System will be updated to adhere to the changes defined in Federal Register notice posted on February 20th , 2016…

  • Live Membership Demo

    August 2, 2018

    Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member…

  • Live Membership Demo

    August 7, 2018

    Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member…

  • Mandatory Compliance: Beneficial Ownership Requirements for Automatic Rollovers or Renewals

    August 9, 2018

    FinCEN issued this ruling to provide a 90-day limited exceptive relief to covered financial institutions from the Beneficial Ownership Requirements with respect to certain financial products and services that automatically rollover or renew (i.e., certificate of deposit (CD) or loan accounts) and…

  • Live Membership Demo

    August 9, 2018

    Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member…

  • Live Membership Demo

    August 14, 2018

    Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member…

  • Live Membership Demo

    August 21, 2018

    Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member…

  • Live Membership Demo

    August 28, 2018

    Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member…

  • Live Membership Demo

    August 30, 2018

    Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member…

  • Transition to Two-Business-Day Standard Securities Settlement Cycle

    September 5, 2018

    On September 5, 2017, the securities industry in the United States transitioned from a standard securities settlement cycle of three business days after the date of the contract, commonly known as “T+3,” to a two-business day standard, or “T+2.” The transition was the…

  • Mandatory Compliance: Final Amendments to TRID

    October 1, 2018

    This rule memorializes the Bureau's informal guidance on various issues and makes additional clarifications and technical amendments. This rule also creates tolerances for the total of payments, adjusts a partial exemption mainly affecting housing finance agencies and nonprofits, extends…

  • Effective Date: Securities Transaction Settlement Cycle

    October 1, 2018

    The OCC and the FDIC (“Agencies”) are adopting a final rule to shorten the standard settlement cycle for securities purchased or sold by national banks, federal savings associations, and FDIC-supervised institutions. The Agencies' final rule is consistent with an industry-wide…

  • Effective Date: HMDA Final Rule (third)

    January 1, 2019

    This rule was generally effective on January 1, 2018, except that the amendment to Sec. 1003.2 in amendatory instruction 3 is effective on January 1, 2017; the amendments to Sec. 1003.5 in amendatory instruction 8, the amendments to Sec. 1003.6 in amendatory instruction 10, the amendments to…

  • Effective Date: Prepaid Accounts under EFTA/TILA

    April 1, 2019

    While the original rule was effective on October 1, 2017, it was extended first (on April 20, 2017) by six months to April 1, 2018, and then extended again (on January 25, 2018) by a year to April 1, 2019. Read more here and here. 

  • Effective Date: New Accounting Standard on Financial Instruments - Credit Losses

    December 15, 2019

    Effective date for public business entities (PBE) that are U.S. Securities and Exchange Commission (SEC) filers5 (SEC filers): Fiscal years beginning after December 15, 2019, including interim periods within those fiscal years. Read more here. 

  • Effective Date: HMDA Final Rule (fourth)

    January 1, 2020

    This rule was generally effective on January 1, 2018, except that the amendment to Sec. 1003.2 in amendatory instruction 3 is effective on January 1, 2017; the amendments to Sec. 1003.5 in amendatory instruction 8, the amendments to Sec. 1003.6 in amendatory instruction 10, the amendments to…

  • Effective Date: New Accounting Standard on Financial Instruments - Credit Losses

    December 15, 2020

    • Other PBEs (non-SEC filers6 ): Fiscal years beginning after December 15, 2020, including interim periods within those fiscal years. • Non-PBEs (private companies): Fiscal years beginning after December 15, 2020, including interim periods beginning after December 15, 2021. Read more…

  • Effective Date: Amendments to ECOA/Regulation B Ethnicity and Race Information

    January 1, 2022

    The rule was generally effective on January 1, 2018, except that the amendment to Appendix B removing the existing “Uniform Residential Loan Application” form in amendatory instruction 6 is effective January 1, 2022. Read more here.