Events

  • Live Membership Demo

    November 21, 2017

    Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member…

  • Live Membership Demo

    November 28, 2017

    Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member…

  • Live Membership Demo

    November 30, 2017

    Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member…

  • Live Membership Demo

    December 5, 2017

    Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member…

  • Live Membership Demo

    December 7, 2017

    Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member…

  • Live Membership Demo

    December 12, 2017

    Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member…

  • Live Membership Demo

    December 14, 2017

    Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member…

  • Live Membership Demo

    December 19, 2017

    Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member…

  • Live Membership Demo

    December 21, 2017

    Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member…

  • Comment Period: Proposal for Regulatory Capital Simplification

    December 26, 2017

    The proposed rule seeks to simplify 1.  the complex definition of HVCRE; 2. the threshold deduction treatment for certain MSAs, DTAs, and investments in the capital of unconsolidated financial institutions; and 3. the limitations on minority interest includable in regulatory capital.  Read…

  • End of NMLS Annual Renewal Period

    December 31, 2017

    The annual renewal period for 2018 begins November 1, 2017 and ends December 31, 2017. 

  • Expiration of Exception from FIRREA Requirements

    December 31, 2017

    The order for exceptions expires for specific areas on December 31, 2017. Read more here. 

  • Effective Date: Amendments to ECOA/Regulation B Ethnicity and Race Information

    January 1, 2018

    The rule is effective on January 1, 2018, except that the amendment to Appendix B removing the existing “Uniform Residential Loan Application” form in amendatory instruction 6 is effective January 1, 2022. Read more here. 

  • Mandatory Compliance: OCC Guidelines Establishing Standards for Recovery Planning

    January 1, 2018

    Mandatory compliance for a covered bank with average total consolidated assets equal to or greater than $100 billion but less than $750 billion as of January 1, 2017. Read more here. 

  • Effective Date: HMDA Final Rule (second)

    January 1, 2018

    This rule is generally effective on January 1, 2018, except that the amendment to Sec. 1003.2 in amendatory instruction 3 is effective on January 1, 2017; the amendments to Sec. 1003.5 in amendatory instruction 8, the amendments to Sec. 1003.6 in amendatory instruction 10, the amendments to appendix…

  • Extended FBAR Filing Deadline for Hurricane Harvey Victims

    January 31, 2018

    FinCEN announced that Hurricane Harvey victims in affected areas of Texas have until January 31, 2018, to file their Report of Foreign Bank and Financial Accounts (FBAR) report for the 2016 calendar year. The FBAR for calendar year 2016 would otherwise be due October 15, 2017. Read more here. 

  • Effective Date: NACHA Same-Day ACH (Phase 3)

    March 16, 2018

    Same-day ACH capabilities will become effective over three phases beginning in September 2016. Implementation will begin with credits and non-monetary entries because they generally cause fewer exceptions and returns than debits. Beginning in Phase 1, RDFIs will be required to provide end-of-day…

  • Effective Date: Prepaid Accounts under EFTA/TILA

    April 1, 2018

    While the original rule was effective on October 1, 2017, it was extended (on April 20, 2017) by six months to April 1, 2018. Read more here. 

  • Effective Date: Amendments to the 2013 Mortgage Rules Under RESPA/TILA

    April 19, 2018

    This final rule was generally effective on October 19, 2017, except that the following amendments are effective on April 19, 2018: Amendatory instructions 5, 6.b, 7, 8, 9, 11.b, 17.a.ii, 17.b.ii, 17.c, 17.d.ii, 17.f.i, 17.i.i, 17.k, 19, 20, 22, 23.c, 25.a, 25.b, 25.c.ii, and 25.d.ii. For additional…

  • Effective Date: Amendments to the 2013 Mortgage Rules Under RESPA/TILA

    April 19, 2018

    This final rule was generally effective on October 19, 2017, except that the following amendments are effective on April 19, 2018: Amendatory instructions 5, 6.b, 7, 8, 9, 11.b, 17.a.ii, 17.b.ii, 17.c, 17.d.ii, 17.f.i, 17.i.i, 17.k, 19, 20, 22, 23.c, 25.a, 25.b, 25.c.ii, and 25.d.ii. For additional…

  • Mandatory Compliance: Customer Due Diligence Requirements (Beneficial Owners)

    May 11, 2018

    FinCEN is issued final rules under the Bank Secrecy Act to clarify and strengthen customer due diligence requirements for: Banks; brokers or dealers in securities; mutual funds; and futures commission merchants and introducing brokers in commodities. The rules contain explicit customer due diligence…

  • Effective Date: Final Amendments to Regulation CC

    July 1, 2018

    The Federal Reserve Board announced final amendments to the check collection and return provisions in Regulation CC. Read more here. 

  • Mandatory Compliance: OCC Guidelines Establishing Standards for Recovery Planning

    July 1, 2018

    Mandatory compliance for a covered bank with average total consolidated assets equal to or greater than $50 billion but less than $100 billion as of January 1, 2017. Read more here. 

  • Mandatory Compliance: Final Amendments to TRID

    October 1, 2018

    This rule memorializes the Bureau's informal guidance on various issues and makes additional clarifications and technical amendments. This rule also creates tolerances for the total of payments, adjusts a partial exemption mainly affecting housing finance agencies and nonprofits, extends…

  • Effective Date: HMDA Final Rule (third)

    January 1, 2019

    This rule was generally effective on January 1, 2018, except that the amendment to Sec. 1003.2 in amendatory instruction 3 is effective on January 1, 2017; the amendments to Sec. 1003.5 in amendatory instruction 8, the amendments to Sec. 1003.6 in amendatory instruction 10, the amendments to…