Upcoming Events

  • Small Business Lending Rule: Key Dates for Collecting and Reporting Data

    June 01, 2026

    The small business lending rule (final rule) includes compliance date tiers for when a covered financial institution must begin collecting and reporting data. Depending on which compliance date tier applies to it, a covered financial institution may need to begin collecting data beginning on October 1, 2024. The deadline to report data collected in 2025…

  • Comment Period: Whistleblower Incentives and Protections

    June 01, 2026

    AGENCY: Financial Crimes Enforcement Network (FinCEN), Treasury. ACTION: Notice of proposed rulemaking. SUMMARY: FinCEN is proposing a rule to establish a whistleblower program that offers incentives and protections to encourage individuals who have information about potential violations of the BSA, International Emergency Economic Powers Act (IEEPA), Trading With the Enemy Act of 1917 (TWEA), and…

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Member Success Stories

Success Story

We engaged Compliance Alliance nearly four years ago to assist in managing the many new regulations and continuous changes to existing regulations. The tools C/A offered at that time were excellent and just continue to get better! We find the policy templates easy to customize, which is a tremendous help. Several employees at our bank utilize the online chat feature which is a GREAT tool! C/A’s representatives are experts, and will immediately respond to our request for information. If they are in chat with another client, they will even let you know, so you are not left wondering if they have received your request to chat. I have absolutely nothing negative to say about Compliance Alliance … GREAT resource in all areas of regulatory compliance!”

Denise D. Lane
Bank of Ocean City, Berlin, MD

Success Story

Compliance Alliance is a great fit for Farmers State Bank, a 70M bank in mid-Michigan. As the Chief Marketing Officer, I’m constantly developing new marketing pieces for the bank and Compliance Alliance is always right there with me keeping my promotional concepts up-to-date with the latest regulatory requirements. I can email my ideas directly to Compliance Alliance knowing that I’ll have a response the next day! This gives me the peace of mind I need to focus on our campaigns and other programs while not getting bogged down with regulatory worries. highly recommend a partnership with Compliance Alliance.”

Laurie Goodlock
Farmers State Bank, Munith, MI

Success Story

The chat feature’s quick turn-around time is what separates C/A from other compliance professionals. Not only is the response quick, in our experience, it is very detailed. And to have the transcript from the chat emailed for future reference—that has been very beneficial on many occasion. My compliance officers love the chat. Personally, I recall a time when in a meeting, our president had a question I could not answer. I logged into a chat session while the meeting was happening, got an answer, and was able to respond in minutes. I couldn’t do that with any other service.”

Jason Carroll
Heritage Bank, Hopkinsville, KY