Why Compliance Alliance?

Owned by 27 State Bankers Associations, Compliance Alliance monitors the needs of bankers to create, update and continually provide the most sought-after banking regulation resources in the industry. 

Our products and services include: 

  • The most comprehensive set of bank compliance tools and documents, with more than 1,000 available for download.
  • A compliance hotline available by phone, live chat and email from 7:00 AM to 6:00 PM Central to answer all your compliance questions.
  • Reviews of company advertising or marketing campaigns, policies, procedures, disclosures and new products.
  • Unlimited use of the compliance hotline for one flat annual fee (including number of users, downloads, reviews and questions). 

Compliance Alliance provides unique access to tools and resources designed specifically to assist banks in keeping up and staying ahead in an ever-changing regulatory environment. Learn more about becoming a Compliance Alliance member and see how we can help your bank thrive.

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Featured Compliance Tools

  • Department of Labor’s Fiduciary Rule

    Updated 08/17/2016

    This summary provides an overview of the Department of Labor's Fiduciary Rule and new conflict-of-interest exemptions.

    Free Download
  • Regulatory Change Management Tracker

    Updated 07/28/2016

    This tracker is a template to be used by banks to keep track of new regulations and rule changes affecting the bank. This tool has been updated as of July 2016. This document is a "living" document and will be updated on a frequent basis. Each update will be posted on the home page and in the daily emails to ensure all of our members are aware each time it is updated.

    Free Download

Current News

  • NR 2016-96, Bank Accounting Advisory Series Updated

    August 23, 2016

    The Office of the Comptroller of the Currency (OCC) today released an update to the Bank Accounting Advisory Series (BAAS). The BAAS covers a variety of topics and promotes consistent application of accounting standards among national banks and federal savings associations. This update includes recent answers to frequently asked questions from the industry and examiners covering areas such as contingencies, and fair value accounting.

  • CFPB Takes Action Against Wells Fargo for Illegal Student Loan Servicing Practices

    August 23, 2016

    Wells Fargo to Pay $3.6 Million Penalty to the Bureau. The Consumer Financial Protection Bureau (CFPB) today took action against Wells Fargo Bank for illegal private student loan servicing practices that increased costs and unfairly penalized certain student loan borrowers.

View more news

Upcoming Events

  • Live Membership Demo

    August 25, 2016

    Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member…

  • Comment Period: FRB Rules of Practice for Hearings

    August 30, 2016

    Category: Comment Period

    The Board of Governors of the Federal Reserve System (the “Board”) is issuing an interim final rule amending its rules of practice and procedure to adjust the amount of each civil monetary penalty (“CMP”) provided by law within its jurisdiction to account for inflation as…

View the full calendar

Member Success Stories

Success Story

We have been very satisfied with the service and consulting that [Compliance Alliance has] for community banks. For our dues, we get up to date written policies, timely updates on changes in regulation and unprecedented consulting services. This is as good as hiring the most expensive law firm at a fraction of the cost."
Mark Williamson
West Texas State Bank, Snyder, TX

Success Story

We were not 100% sure this was the way to go, so we signed up for one year. Now we know this is the only way to go and have signed-up for 3-years. For the smaller bank it is like having an entire Compliance Department without the huge overhead!"
Suzette M. LaJoie
Central Savings Bank, Sault Sainte Marie, MI

Success Story

Compliance Alliance has the best resources, tools, and employees of any compliance site I have ever used. The Tools and Resources are current, easily found, and a tremendous help to any compliance officer trying to start-up a department or updating documents, policies, procedures and trainings for all of the constant changes."
Glenn Lamp
C&F Finance Company, Richmond, VA