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Bank compliance resources and guidance for every department, every bank function and regulation


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Now 30 State Bankers Associations own and endorse Compliance Alliance as a consumer and regulatory compliance advisory. C/A was specifically-designed to keep up with and staying ahead of the ever-changing regulatory environment. Learn more about becoming a Compliance Alliance member—our goal every day is to see how we can help your bank thrive.

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Featured Video

  • CRA CD | Compliance Alliance

    On this C/A Minute bank training video, Silvia Garcia Maggio discusses getting credit for your CRA Community Development loans.

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Featured Compliance Tool

Current News

  • When Submitting a Document for Review by C/A

    April 19, 2019

    Until further notice, when submitting a document for CA/ review, members are asked to use this email: review@compliancealliance.com. Documents must be either.txt, .rtf, .doc, .docx, .pdf, .jpg, .xls, .xlsx formats. We apologize for the inconvenience as we work to correct the problem. Thank you.

  • OCC Enforcement Actions and Terminations for April 2019

    April 19, 2019

    The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

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Upcoming Events

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Member Success Stories

Success Story

We engaged Compliance Alliance nearly four years ago to assist in managing the many new regulations and continuous changes to existing regulations. The tools C/A offered at that time were excellent and just continue to get better! We find the policy templates easy to customize, which is a tremendous help. Several employees at our bank utilize the online chat feature which is a GREAT tool! C/A's representatives are experts, and will immediately respond to our request for information. If they are in chat with another client, they will even let you know, so you are not left wondering if they have received your request to chat. I have absolutely nothing negative to say about Compliance Alliance … GREAT resource in all areas of regulatory compliance!"
Denise D. Lane
Bank of Ocean City, Berlin, MD

Success Story

Compliance Alliance is a great fit for Farmers State Bank, a 70M bank in mid-Michigan. As the Chief Marketing Officer, I'm constantly developing new marketing pieces for the bank and Compliance Alliance is always right there with me keeping my promotional concepts up-to-date with the latest regulatory requirements. I can email my ideas directly to Compliance Alliance knowing that I'll have a response the next day! This gives me the peace of mind I need to focus on our campaigns and other programs while not getting bogged down with regulatory worries. highly recommend a partnership with Compliance Alliance."
Laurie Goodlock
Farmers State Bank, Munith, MI

Success Story

The chat feature's quick turn-around time is what separates C/A from other compliance professionals. Not only is the response quick, in our experience, it is very detailed. And to have the transcript from the chat emailed for future reference—that has been very beneficial on many occasion. My compliance officers love the chat. Personally, I recall a time when in a meeting, our president had a question I could not answer. I logged into a chat session while the meeting was happening, got an answer, and was able to respond in minutes. I couldn’t do that with any other service."
Jason Carroll
Heritage Bank, Hopkinsville, KY