Why Compliance Alliance?

Owned by 27 State Bankers Associations, Compliance Alliance monitors the needs of bankers to create, update and continually provide the most sought-after banking regulation resources in the industry. 

Our products and services include: 

  • The most comprehensive set of bank compliance tools and documents, with more than 1,000 available for download.
  • A compliance hotline available by phone, live chat and email from 7:00 AM to 6:00 PM Central to answer all your compliance questions.
  • Reviews of company advertising or marketing campaigns, policies, procedures, disclosures and new products.
  • Unlimited use of the compliance hotline for one flat annual fee (including number of users, downloads, reviews and questions). 

Compliance Alliance provides unique access to tools and resources designed specifically to assist banks in keeping up and staying ahead in an ever-changing regulatory environment. Learn more about becoming a Compliance Alliance member and see how we can help your bank thrive.

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Featured Compliance Tools

Current News

  • Electronic Filing of Part 363 Annual Reports and Other Reports and Notices

    October 27, 2016

    The FDIC has launched a program that provides insured depository institutions subject to Part 363 of the FDIC's regulations the option to file the annual reports and other reports and notices required under Part 363 electronically through the FDIC's secure website, FDICconnect (FCX), rather than in paper form. The "Financial Institution Part 363 Reporting" transaction is in the Supervisory Business Center (SBC) area of FCX. Institutions are encouraged to file their Part 363 Annual Reports and other required reports and notices electronically using FCX-SBC. The results of the program will be evaluated to determine whether to propose amendments to Part 363 to mandate electronic filing with the FDIC.

  • Cybersecurity Awareness Month — Industry Webinar

    October 27, 2016

    President Obama designated October as National Cybersecurity Awareness Month to raise awareness of both threats to the technologies that have become part of our everyday lives and the need to proactively defend our digital landscape. In recognition of this important designation, the FFIEC will host the webinar Getting the Most Out of Your FS-ISAC Membership for financial institutions on October 31, 2016, at 1 p.m. EDT.

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Upcoming Events

  • Comment Period: FDIC Examination Guidance for Third-Party Lending

    October 27, 2016

    Category: Comment Period

    The Federal Deposit Insurance Corporation (FDIC) is extending the comment period for proposed guidance on third-party lending. Comments on the proposed guidance, which was published on July 29, now must be received on or before October 27. The 45-day extension was made in response to requests…

  • Live Membership Demo

    October 27, 2016

    Join us for a live demonstration of the benefits of membership with Compliance Alliance. This virtual, interactive tour will provide an in-depth look at each of our tool types and resource categories. You will also learn more about the additional services that Compliance Alliance offers member…

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Member Success Stories

Success Story

We have been very satisfied with the service and consulting that [Compliance Alliance has] for community banks. For our dues, we get up to date written policies, timely updates on changes in regulation and unprecedented consulting services. This is as good as hiring the most expensive law firm at a fraction of the cost."
Mark Williamson
West Texas State Bank, Snyder, TX

Success Story

We were not 100% sure this was the way to go, so we signed up for one year. Now we know this is the only way to go and have signed-up for 3-years. For the smaller bank it is like having an entire Compliance Department without the huge overhead!"
Suzette M. LaJoie
Central Savings Bank, Sault Sainte Marie, MI

Success Story

Compliance Alliance has the best resources, tools, and employees of any compliance site I have ever used. The Tools and Resources are current, easily found, and a tremendous help to any compliance officer trying to start-up a department or updating documents, policies, procedures and trainings for all of the constant changes."
Glenn Lamp
C&F Finance Company, Richmond, VA