Why Compliance Alliance?

Owned by 25 State Bankers Associations, Compliance Alliance monitors the needs of bankers to create, update and continually provide the most sought-after banking regulation resources in the industry. 

Our products and services include: 

  • The most comprehensive set of bank compliance tools and documents, with more than 1,000 available for download.
  • A compliance hotline available by phone, live chat and email from 7 am to 5:30 pm Central to answer all your compliance questions.
  • Reviews of company advertising or marketing campaigns, policies, procedures, disclosures and new products.
  • Unlimited use of the compliance hotline for one flat annual fee (including number of users, downloads, reviews and questions). 

Compliance Alliance provides unique access to tools and resources designed specifically to assist banks in keeping up and staying ahead in an ever-changing regulatory environment. Learn more about becoming a Compliance Alliance member and see how we can help your bank thrive.

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Featured Compliance Tools

  • Discontinuation of Foreclosure Proceedings Summary

    Updated 03/17/2016

    The residential real estate foreclosure process presents operational, compliance, and reputational risk the Bank needs to address. The Board and Bank management not only need to identify all the risks and implement procedures to address, monitor and mitigate these risks; the decision to discontinue foreclosure proceedings must also be addressed. The FDIC clarified regulatory expectations in existing guidance for banks when the decision to discontinue foreclosure proceedings have been made in FIL-14-2016.

    Free Download
  • Lending to Service Members Policy

    Updated 03/03/2016

    This policy is an enhancement to our current SCRA policy and incorporates all aspects of the Military Lending requirements. The new improved policy is for SCRA and MLA requirements.

    Free Download

Current News

  • Agencies Propose Net Stable Funding Ratio Rule

    May 03, 2016

    The federal banking agencies proposed a rule to strengthen the resilience of large banking organizations by requiring them to maintain a minimum level of stable funding relative to the liquidity of their assets, derivatives, and commitments, over a one-year period. The rule, the net stable funding ratio, or NSFR, is being proposed by the Federal Deposit Insurance Corporation, the Federal Reserve, and the Office of the Comptroller of the Currency.

  • OCC Releases CRA Evaluations for 24 National Banks and Federal Savings Associations

    May 03, 2016

    The Office of the Comptroller of the Currency (OCC) today released a list of Community Reinvestment Act (CRA) performance evaluations that became public during the period of April 1, 2016 through April 30, 2016.

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Upcoming Events

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Member Success Stories

Success Story

We have been very satisfied with the service and consulting that [Compliance Alliance has] for community banks. For our dues, we get up to date written policies, timely updates on changes in regulation and unprecedented consulting services. This is as good as hiring the most expensive law firm at a fraction of the cost."
Mark Williamson
West Texas State Bank, Snyder, TX

Success Story

We were not 100% sure this was the way to go, so we signed up for one year. Now we know this is the only way to go and have signed-up for 3-years. For the smaller bank it is like having an entire Compliance Department without the huge overhead!"
Suzette M. LaJoie
Central Savings Bank, Sault Sainte Marie, MI

Success Story

Compliance Alliance has the best resources, tools, and employees of any compliance site I have ever used. The Tools and Resources are current, easily found, and a tremendous help to any compliance officer trying to start-up a department or updating documents, policies, procedures and trainings for all of the constant changes."
Glenn Lamp
C&F Finance Company, Richmond, VA